In the area of capital markets transactions, Mr. Du frequently represents issuers/underwriters in IPO and follow-on offerings. The representative securities offering and listing transactions that Mr. Du advised on include:
- HK or US IPO or secondary listings of offshore companies involving onshore business (including “Red-Chip” companies): ZJLD Group, Huafang Group, Weibo Corporation, Baidu, Linklogis, Blue Moon Group, Wanka Online, Rundong Auto, Logan Group, WH Group, Modern Dairy, Sihuan Pharmaceutical;
- H Shares IPO: Postal Savings Bank of China, China Huarong AMC, China Cinda AMC, China Reinsurance Group, China Bohai Bank, Jinshang Bank, Zhongguancun Science-tech Leasing, Jenscare Scientific;
- A shares IPO: Postal Savings Bank of China(Main Board of the SSE), CNOOC(Main Board of the SSE), Succeeder (SSE Star Market), Qing Cloud (SSE Star Market);
- Follow on offerings: Follow on H shares offerings by China Huarong AMC and Ainnovation, a follow on offering by Tiger Brokers, follow on A shares offerings by Postal Savings Bank of China and IAT Automobile, issuances of offshore preference shares by Postal Savings Bank of China and China Cinda AMC.
In the area of M&A and PE investment transactions, Mr. Du extensively advises clients in M&A and PE investment deals. His recent transactions include: advising Morgan Stanley PE, Dayone Capital, China Internet Investment Fund, CICC Capital, Sunshine Insurance, CMC and Fontus Capital in connection with several equity investments; advising China Huarong AMC, China Orient AMC, Postal Savings Bank of China and Huarong Securities in connection with introducing strategic investors; advising Shandong Financial Asset Management in connection with its investment in Hengfeng Bank; advising China Huarong AMC in connection with transferring controlling interests of Huarong Zhongguancun Distressed Asset Exchange Center, Huarong Xiangjiang Bank, Huarong Consumer Finance and Huarong Trust.
